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EPSL-0203-103-LPRU
The Language Policy of State Drivers' License Testing: Expediency,
Symbolism, or Creeping Incrementalism?
Harold Schiffman South Asian Regional Studies University of
Pennsylvania
Until recently, educational language policy in the US has been the chief
site of contention about language,
as seen in recent initiatives, referenda, and state constitutional
amendments.
Provision for drivers' licensing testing in languages other than English
(LotE), on the other hand, has often exemplified what I call expedient
language policy, i.e. using a LotE for a higher end, that of ensuring highway
safety and enhancing opportunities (freedom of travel, especially for economic
benefits, i.e. work). In some states, however, notably an Alabama case
Alexander v. Sandoval, , language policy of vehicle licensing has
become symbolic of other issues, and the ACLU is now pitted against the
National Review,
the ACLU, the English-Only and English-First organizations, as well as disability-
rights organizations, many of whom have provided amicus curae briefs,
all of which seems at first glance out of proportion to the importance of the
issue at hand. Between the time this paper was proposed and the present, the
the Supreme Court has heard this case and found in favor of the state of
Alabama and against the parties to the original suit. (The court heard
Alexander v. Sandoval No. 99-1908 on January 16, 2001, and issued its
opinion, for Alexander, on April 24, 2001.)
This paper reviews some of these issues, and attempts to view them from at
least two different perspectives: one is the legal perspective and what the
case seems to mean for rights of individuals whose primary language may not be
English, and secondly, how is this understood and argued in public debates,
particularly in journalistic and internet discussions. This second
perspective leads us into the context of implicit, folk concepts of language
policy and US language policy law, where we see arguments to the effect that
expansion of language rights seem to involve notions of
legal `slippery-slopes', or `creeping incrementalism', i.e. `if you give them
an inch, they'll take a mile.' The recent opening of borders to international
trucking, a consequence of the NAFTA agreement, coupled with court cases about
racial and ethnic profiling, should make this issue a contentious one for some
time to come.
Background of the Case. The case began in 1996, when Martha
Sandoval, who was born in Mexico and had limited-English proficiency, went to
take a drivers' license test in Alabama. Previous to 1991, Alabama had administered the
driver’s exam in 14 different languages, including Spanish, Korean, Farsi, Cambodian,
German, Laotian, Greek, Arabic, French, Japanese, Polish, Thai and Vietnamese. In 1990,
Alabama had amended its constitution to make English its official language, and the drivers'
licensing rules were then changed, the interpretation having been made that
the officialization of\
of English (Amendment 509) required this change. Sandoval was unable to take the written
test in Spanish, and would have failed the English version, so she continued to drive
without a license, which occasioned a number of arrests. The Southern Poverty Law Center
then took up the case as part of a federal class-action suit of the more than 24,000
LEP residents of Alabama, alleging that
"the state violated federal law by
requiring applicants for drivers' licenses to take the
written examination in English. The particular federal law
that supported this lawsuit is known as Title VI of the 1964
Civil Rights Act (42 U.S.C. § 2000(d)). Title VI
prohibits discrimination grounded in race, color or national
origin. (Welner 2001)
Since the State of Alabama receives and administers federal
highway monies through its Department
of Public Safety, it is forbidden to discriminate against persons on
the basis of, among other
things, national origin. The federal court ruled that the English-only
policy had none
of the legitimate justifications claimed by the state, but rather that
"the regulation had impermissible disparate impact on the basis of national
origin in violation of Title VI, and was not supported by substantial legitimate
justification."
It is the issue of impermissible disparate impact that is perhaps
the most important
judicial issue here, since though the state of Alabama argued that there
was no
intention to discriminate against persons on the basis of national
origin, nevertheless
the unintended discrimination constituted impermissible
disparate impact.
Various sources have pointed out that though the Civil Rights Act of
1964 in its Title VI
does not mention language rights, federal regulations
"implementing Title VI, pursuant to § 602 of the statute,
have been consistently given a
broader interpretation [...]. Lawsuits grounded in these implementing
regulations are unique in that they allow people like Ms.
Sandoval to make their arguments in federal court by showing the
discriminatory effect (disparate impact) of
a law. (Welner 2001:3)
The crucial issue, then is disparate impact or unintentional discrimination
and whether the law is required to protect individuals against this, and whether private
individuals have a right to sue the state for discrimination under Title VI of the Civil
Rights act, even if the state can offer a legitimate non-discriminatory reason for a
regulation or law. The Eleventh Amendment of the U.S. Constitution, which sets out conditions
affecting separation of powers, is also crucial in determining whether individuals may sue
in certain cases.
The federal court hearing the class action suit ruled against Alabama, finding that the
English-only policy did discriminate against non-English speaking applicants, and without
substantial legitimate justifications. In November, 1999, the 11th Court of Appeals
(197 F.3d 484) affirmed the federal court decision, holding
"that [Sandoval’s] suit is not barred under the Eleventh Amendment, that Section 602
of Title VI
creates an implied private cause of action to obtain injunctive and declaratory relief under
federal regulations prohibiting disparate impact discrimination against statutorily
protected groups, and that the district court did not err in deciding, on the merits,
that the [State of Alabama’s] English-only official policy constituted a disparate impact
on the basis of national origin."
(Hoops 2001:3)
The implications of this act, both for non-English speaking persons, and for other classes
of individuals, even citizens, who may have handicaps, who speak English but are illiterate
or deaf, as well as disability issues in other types of disputes, are enormous. Part of the
irony of this issue is that the State of Alabama already provides accommodations for the
deaf, the disabled, and illiterates, but denies non-English speaking people the right to
use a dictionary or an interpreter. Moreover, Alabama permitted non-English speaking drivers
from other states and foreign countries to exchange a valid license from those jurisdictions
for an Alabama license without taking the written examination. Thus, the argument that drivers
in Alabama need to be able to read English (other than road signs, which in any
case now increasingly use international icons) in order to function legally on Alabama
roads.
The Supreme Court's Decision
The Supreme Court concluded, 5 to 4, that
"Congress only intended these regulations to be directly enforceable by the Office
of Civil Rightsa political body with very limited resourcesnot by a private
right of action." (Welner 2001:4)
As one source put it (Westlaw 2001), the issue was one of federalism vs. states' rights,
and whether the Civil Rights Act of 1964 established a private right of action
to enforce the disparate effect of the regulations promulgated by federal agencies under
para. 602 of the Act, and bypass federal agency review and enforcement process[es]
established by Congress. That is, the federal agency review and enforcement of the
Civil Rights Act, and the review of any purported violations of it, are to be undertaken
by agencies of the federal government, and may not be sued by private individuals, even if they
fail in the view of these individuals, to carry out proper review.
Arguments in favor of Sandoval were even made by the U.S.
Solicitor General, noting that the concept that "an individual can sue a state over a civil
rights violation was 'a shared understanding' that was 'utterly embedded' in 25 years
of case law, and that the court had a completely unbroken practice of enforcing regulations
equally whether they arise from statutes or from regulations." (Waxman 2001:3, in Westlaw 2001)
But the Court seems to have been strongly, and perhaps even bitterly, divided on the case,
and Justice Stevens, speaking for the dissent, made this clear.
While the court "has never said in so many words" that there was a private right
to enforce the discriminatory impact regulation, Justice Stevens said, that had been
the nearly universal assumption for many years. Of the 12 federal appeals courts, 9 had
addressed the issue and all 9 had found that such lawsuits could be brought.
Justice Stevens called the decision "unfounded in our precedent and hostile to decades
of settled expectations." (Greenhouse, 2001)
Whether or not this case will, as many think, have implications for civil rights cases
in other areas, such as sex discrimination in collegiate athletics, or in racial or other kinds
of cases, is beyond the scope of this paper. Congress is, of course, free to sharpen its
definition of discrimination, and might even revise the Civil Rights Act of 1964 to make
explicit the private right to sue in cases where federal agencies seem to drag their feet.
Folk Ideas about Language and Language Policy
The other issue I wanted to examine here is the issue of popular-culture
ideas about language and what this case has stimulated in terms of public
discussion. A typical example is Hakola 2001, from the "Center for
American Unity" based in Warronton, Virginia. Hakola's statement was
issued before the Supreme Court ruled, so her statement is a kind of
warning of the dire consequences that would befall the nation if the court
were to find for Sandoval. Her metaphors include:
- Our English language is the defining characteristic of our great nation.
- Our English language is the attribute that distinguishes us as Americans
- Our English language provides the nation with a sense of unity and common direction.
- Our language allows us to communicate and share ideas, but also continuously
reminds us that we are Americans with a common desire to see our nation prosper.
- English provides the fabric that unites this land of individuals as a country.
- The English language is the bulwark of our national unity.
If the court were to rule for Sandoval, however, it would give legal force to the
proposition that
... if a state does not provide services in any language a person demands,
the state has unlawfully discriminated on the basis of national origin. [emphasis mine, hs]
Furthermore, according to Hakola,
- Bilingual Education has failed
- Teaching in English succeeds.
- Federal agencies (such as the EEOC) continue aggressive attacks on successful
English-language policies (by attacking employers who require English on the job).
Another predictable set of notions about this case were expressed by Jim Boulet Jr.,
executive director of English First, on the morning after the Supreme Court decision.
Mr. Boulet described the decision as a "chilling reminder of the slender threads" which
the "shreds" of our national linguistic unity hang, since the court came with one
vote of making "language choice a protected civil right" and transforming every trial
lawyer's office into a "miniature federal law-enforcement agency." That is, deciding
for Sandoval would have meant a flood of lawsuits demanding services in a manner that
does not discriminate against non-English speakers, which would have meant a "linguistic
nightmare" for this country.
Or, for another opinion, this one garnered from a chat-line labeled only "Upstream Vdare's
Scott McDonnell", by a Robert L. Gleiser, on January 18, 2001:
"Her [Sandoval's] victory threatens the entire edifice of law and custom pushing new
immigrants to learn English." [boldface emphasis mine, hs]
What these metaphors seem to have in common is the following:
- The English language is the primary uniting force holding together our nation.
Without it, we are doomed to inundations, floods, lawsuits, and other depredations.
- Allowing private parties to sue the federal government under the Civil Rights Act of
1964 would cause havoc (floods of lawsuits etc.) In fact, any expansion or
liberalization of language rights would be chaotic.
- Law and custom are causative in forcing immigrants to learn English;
without law, immigrants will not
learn English (and economic determinism is without value.)
- Civil Rights have nothing to do with language, and language is not a "proxy" for
discrimination on the basis of national origin.
- English is a "fabric, bulwark, a strength; a unifying force" and weakening this
edifice goes against
"common-sense" ideas of the people and how they wish to govern themselves.
- A decision in favor of Sandoval would be a "judicial fiat" that would result in
tyranny (whereas a decision against Sandoval would be common-sensical, and in favor
of democracy.)
- Returning Alabama to its pre-1991 multilingual testing status will "increase the
public safety risk to Alabama motorists" and cost more.
Conclusions
If nothing else, Alexander v. Sandoval has succeeded in
inflaming both the right and the left, and clearly the ramifications of
this case are not over. Both the 'victors' and the 'losers' see
significant effects, and vow to fight even harder for their goals--the
left determined to attempt to strength and revise the Civil Rights Act to
allow private action, the right determined to seek constitutional
amendments to officialize English.
What is significant in the metaphors used by both sides, however, is that
the opponents of language rights see the expansion of rights as almost
apocalyptic: more rights would cause chaos and bring
disorder, disintegration, the end of the republic as we know it. Denial of
rights, however, would save the republic, for now at least, though eternal
vigilance must be maintained to assure that our 'fragile' and 'tenuous'
democracy is not compromised in the future.
Proponents of language rights and their expansion, however, do not use
such metaphors. They regret the Court's decision in Sandoval but
do not predict chaos or bloodshed. Instead, they counsel patience, and
recommend a sort of fine-tuning of the Civil Rights Act, to make the
disparate impact problem more salient and more specific, so that
remedies can be enacted. The proponents of language rights see such cases
as crucial for redress of problems in other areas, i.e., to make it easier
to prove discrimination, but their metaphors are not of the apocalyptic
sort.
The organizer of this panel stated earlier that one of our goals here
should be to see what it is that linguistic anthropologists can contribute
to the elaboration and formation of language policy.
One of the most
obvious things we might do would be to try to 'unmask' the hidden belief
systems, myths, ideas, etc. that underlie various points of view
represented in the statements of parties who have, in the case of drivers'
licensing policy, entered the fray in one way or another. Anthropologists
are good at looking at folk belief systems, and in contrasting them with
the 'facts' of various situations.
Another useful activity would be to try to establish how the legal
system works in this (and other) countries, and attempt to see whether
issues of legality have to do with changing things superficially, or
whether, as many warn, will unleash powerful or tyrannical or
uncontrollable forces, leading to immeasurable damage to our way of life.
In my own work in language policy I have always taken the rather
conservative point of view that because language is not specifically
mentioned as a right granted to the federal government by the states, and
because the 11th Amendment does not mention language, that language is
therefore, for better or worse, a "states right". I believe therefore
that language rights will not change incrementally, i.e. small victories
in
cases like Alexander v. Sandoval will not lead to a gradual
accretion of language rights that were not previously recognized.
This has seemed to me to be the case since the landmark Meyer v.
Nebraska case in 1923, since that case allowed certain rights for
language that did not in fact extend the benefits expected by certain
analysts, since the climate of public opinion was strongly against the
exercise of those rights. That climate, one of strong monolingualism, is
still rampant today, and no amount of legal wrangling will make the
American public change this view, in my opinion.
This view is the one that prevails, apparently in Alabama, and can be
found not far below the surface in many other places, not the least of
which would be the many internet sites where these ideas are constantly
being expounded.
What we can do is to educate the public about the US legal
systemwhat it does and how it works, and what can be expected from legal
challenges to language-related issues, and what is unlikely to change.
Sources Cited
- Boulet, Jim. "A Few Votes from Babel." Guest commentary on National Review Online, Oct.
31, 2001.
- Greenhouse, Linda. "Supreme Court limits Scope of a Main Civil Rights Law." New
York Times April 25, 2001 (on-line version.)
- Hakola, Edith. "The Center for American Unity Statement on Sandoval v. Alexander."
cfaustat4.html
- Hoops, Stephanie. "Overview: Alexander, James et al. v.
Sandoval, Martha."
Medill School of Journalism, On the Docket. April 24, 2001.
- Welner, Kevin G. "Alexander v. Sandoval: A Setback for Civil Rights.
Educational Policy Analysis Archives Vol. 9, No. 24, June 2001.
About the Author
Harold Schiffman South Asian Regional Studies University of
Pennsylvania
Email: haroldfs@ccat.sas.upenn.edu
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